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Financial Information Authority
Results: 896

#	Item
491	Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt a New Hosted Solution Fee and Other Changes to the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-07 10:11:21 Market data Financial markets Options Price Reporting Authority National market system plan
492	Notice of Filing of Proposed Rule Change to Create New NYSE Rule 416A ("Member and Member Organization Profile Information Updates and Quarterly Certifications Via the Electronic Filing Platform") and to Amend Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-20 14:45:28 Economy of the United States 73rd United States Congress Securities Exchange Act New York Stock Exchange Financial regulation U.S. Securities and Exchange Commission Financial Industry Regulatory Authority United States United States securities law United States Securities and Exchange Commission Self-regulatory organizations
493	ANNUAL INFORMATION FORM January 24, 2013 OFFERING SERIES A AND F UNITS OF: CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence Add to Reading List Source URL: globalgrowth.ca Language: English - Date: 2013-01-30 16:39:41 Financial services Collective investment schemes Institutional investors Net asset value Mutual fund Specialized investment fund Management fee Closed-end fund Hedge fund Financial economics Investment Funds
494	FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-27 11:04:32 U.S. Securities and Exchange Commission National market system plan National Market System Financial Industry Regulatory Authority National Military Strategy Non-disclosure agreement Government Law Financial economics Financial markets Self-regulatory organizations Corporate crime
495	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend FINRA Rule[removed]Customer Account Information) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-06 12:10:08 Financial system Financial Industry Regulatory Authority Securities Exchange Act Registered representative U.S. Securities and Exchange Commission Self-regulatory organization Financial adviser Registered Investment Advisor Selling away United States securities law Financial economics Business
496	OPRA: Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information (“OPRA Plan”) to Amend Guideline No. 1 of the Best Bid and Offer Guidelines Adopted Pur Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 13:59:32 National market system plan Financial system Finance Securities Exchange Act International Securities Exchange Financial markets Financial economics Options Price Reporting Authority
497	PLAN FOR REPORTING OF CONSOLIDATED OPTIONS LAST SALE REPORTS AND QUOTATION INFORMATION [Proposed new language is double underlined; proposed deletions are [in brackets]] The registered national securities exchanges named Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 13:21:08 Investment Financial system National market system plan Securities market Securities Exchange Act Security Financial markets Financial economics Options Price Reporting Authority
498	OPRA: Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Provide that Classes of Foreign Currency Options Newly Introduced for Trading on the Phi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 13:51:35 National market system plan Financial system Finance Securities Exchange Act U.S. Securities and Exchange Commission International Securities Exchange Financial markets Financial economics Options Price Reporting Authority
499	ANNUAL INFORMATION FORM DATED JANUARY 29, 2014 OFFERING SERIES A AND F UNITS OF CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence to claim Add to Reading List Source URL: globalgrowth.ca Language: English - Date: 2014-06-20 16:05:26 Funds Financial services Collective investment schemes Institutional investors Net asset value Mutual fund Management fee Book value Specialized investment fund Financial economics Investment Finance
500	Arkansas Development Finance Authority, a Component Unit of the State of Arkansas Financial Statements and Other Supplementary Information for the Years Ended June 30, 2002 and 2001, and Independent Auditors’ Report Add to Reading List Source URL: www.arkansas.gov Language: English - Date: 2012-07-13 14:46:24 Financial statements Cash flow Cash flow statement Amortization Asset Net asset value Statement of retained earnings Balance sheet Income statement Accountancy Finance Business

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